Search for: "THOMAS GALVIN" Results 1 - 20 of 30
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21 Feb 2019, 12:20 pm by Renae Lloyd
Thomas Riquier Barred -United Planners, Censured & Fined $100,000 According to news reports yesterday, Massachusetts Secretary of State William Galvin announced that financial advisor Thomas Riquier has been censured, fined $50,000, barred from registering as an investment adviser or broker-dealer, and ordered to repay the victims of his decades-long real estate scam. [read post]
3 Feb 2009, 9:41 am
The Plain Dealer has reported that Ohio Supreme Court Chief Judge Thomas Moyer has ordered Cuyahoga County Domestic Relations Judges to stop referring cases to retired Judge June Rose Galvin, who is sitting as a visiting judge. [read post]
14 Apr 2019, 12:11 pm by admin
Thomas Riquier, in 1990 and 1991, allegedly made solicitations of funds from said investors for a fund which invested in property in Rowley, Massachusetts, yet allegedly failed to disclose that he already owned the property via a trust, according to the office of the Secretary of the Massachusetts Securities Division of the Commonwealth, William Galvin. [read post]
22 May 2009, 2:57 am
William Thomas McMahan, 52, Murfreesboro; Roger Dwight Ritch, 52, Shelbyville; Carrie Cameron Galvin Snow, 40, Murfreesboro; and Jonathan B. [read post]
20 Feb 2019, 11:54 am by ccollins
Massachusetts Secretary of the Commonwealth William Galvin’s office has fined United Planners Financial Services of America $100K for failing to properly supervise broker Thomas T. [read post]
2 Dec 2015, 5:23 pm by Colin O'Keefe
It’s always fun when I get to highlight a blog new to the network in the Top 1o for the firs time, as is the case today with a good piece from Jeffrey Galvin at Trust on Trial. [read post]
20 Jul 2015, 7:29 am by George Ticoras, Esq.
The Office of the Secretary of the Commonwealth William Galvin announced the special primary election will be held on October 6, 2015. [read post]
23 Jan 2008, 11:19 am
Assistant Fire Chief Thomas Galvin said the worker who died was tamping wet concrete in wood molds, constructed of plywood and two-by-four beams. [read post]
27 Jan 2014, 7:09 am by Adam Gana
” “Rogue brokers have long been a plague on the investing public,” Secretary of the Commonwealth William Galvin said in a statement. [read post]
10 Jul 2019, 4:52 am by ccollins
Hoffman is accused of fraudulently selling $3.3M of unregistered securities, along with childhood friend Thomas V. [read post]
20 Oct 2010, 7:33 am by Adam Chandler
Galvin (09-920), a challenge to Massachusetts’s prohibition on voting by incarcerated felons. [read post]
9 Aug 2013, 5:37 am by Jim Sedor
District Court Judge Thomas Johnston signed an order that strikes down struck down state laws limiting contributions to independent PACs. [read post]
30 Jul 2012, 11:59 am by Guest
Abraham Lincoln, Thomas Jefferson, Justice Brandeis, Marcia Clark? [read post]